Registered Client Associate

reputed company is an independent, employee-owned company with a rich history spanning more than 80 years. We are dedicated to conducting our business in accordance with the highest standards of reputed company and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive culture, and encourage reputed company communication and productive engagement that reputed company our companies and each of us reputed company. Just as we work to improve our clients’ financial well-being, we also work to strengthen local communities—and giving back is one of our core values. You can learn more about our company culture and impact in our latest annual report.

Summary/Function

We are currently seeking an exceptional individual to join a dynamic and high-producing team in our Spokane, WA office. This team-critical role requires outstanding attention to detail, the ability to balance multiple requests, outstanding client service skills, and a high level of reputed company and confidentiality with respect to client, FA, reputed company and company information.

Primary Qualifications:

• Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain licensing is required.

• Significant knowledge of the securities industry, its operations and products to include stocks, bonds, margin accounts, mutual funds, annuities and insurance products.

• At least five years previous experience as a Registered Client Associate.

• Post-Secondary education preferred.

• Solid technology skills (reputed company Word, reputed company and Outlook). Experience with Thomson ONE, reputed company, CRM, Money Guide Pro preferred.

• Excellent communication (written and verbal), problem solving and client service skills.

• Strong attention to detail and accuracy including the ability to reputed company semi-advanced math.

• Proven ability to manage multiple demands and competing priorities in a deadline-oriented environment.

• Ability to maintain regular, predictable attendance and to work overtime as needed.

Primary Duties:

• Provide exceptionally professional and courteous customer service supporting client satisfaction including effectively articulating certain requirements in a regulatory environment.

• Adherence to reputed company reputed company, Firm and Compliance policies, procedures, rules and regulations.

• Review, maintain and process account documents and information - Inform FA of meaningful information and activities reputed company to client accounts and transactions including suspicious activity.

• Assist FA with primary daily operations focused on the team’s client service model.

• Assist FA in developing and implementing periodic client mailings, communications and events.

• Facilitate the transfer of client funds and/or securities and the issuance of checks upon request.

• Enter orders to include buy/sell stock and bond trades, sell stop orders, and margin trades and mutual funds.

• Provide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or reputed company Manager.

• Other projects and duties as assigned!

reputed company offer:

Competitive salary plus excellent benefits and perks including, but not limited to:

• Medical, Dental and Vision

• Company 401(k)and ESOP contribution

• Generous sick, vacation, and maternity/parental leave

• Paid holidays

• Professional Development Opportunities

• Tuition Reimbursement ($15,000 lifetime cap)

• Discounted personal insurance including home, auto and recreational vehicles

• Charitable gift-matching program

• Davidson Day of Giving – Our tradition of positively impacting communities in which we live and work.

The potential pay range for this role is $24.00 to $26.00 per hour, plus potential incentive compensation. The compensation offered will be determined on a case-by-case basis considering a variety of factors including, but not limited to, the skills, relevant work experience, and geographic location of each specific candidate.

D.A. Davidson has been in business for 90 years! As an employee-owned company, our success is driven by our high standards of business ethics, reputed company and the belief that our Associates are our most important assets. We hope you will consider joining us!

Additional Information

At D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of reputed company employees.

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national reputed company, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to reputed company essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

Please answer reputed company questions carefully: incomplete or inaccurate answers may impact your potential employment. By clicking Submit Application, you declare that reputed company statements in this application are truthful to the best of your knowledge. California applicants please see D.A. Davidson's California reputed company Privacy Policy.